Once you have an understanding of what compliance is, and why it may be important, it is natural to wonder next, “What should I do about it?” In this course, we’ll explore one of the key factors for creating a positive culture of compliance: human psychology. We’ll think about what drives us, what makes us pay attention, what distracts, and how all of these pieces help build a strong belief in an organizational culture of compliance.
Dieser Kurs ist Teil der Spezialisierung Spezialisierung Regulatory Compliance
von
Spezialisierung Regulatory ComplianceUniversity of PennsylvaniaÜber diesen Kurs
31,224 kürzliche Aufrufe
Karriereergebnisse der Lernenden
33%
ziehen Sie für Ihren Beruf greifbaren Nutzen aus diesem Kurs
Zertifikat zur Vorlage
Erhalten Sie nach Abschluss ein Zertifikat
100 % online
Beginnen Sie sofort und lernen Sie in Ihrem eigenen Tempo.
Kurs 2 von 4 in
Flexible Fristen
Setzen Sie Fristen gemäß Ihrem Zeitplan zurück.
Ca. 11 Stunden zum Abschließen
Englisch
Untertitel: Englisch, Ukrainisch
Was Sie lernen werden
Recognize strategies for building a culture of compliance within an organization
Identify the fundamental components of a compliance program
Identify techniques and methods for compliance management and provide psychological theories that explain why they are effective
Devise strategies for managing noncompliance and incident response
Kompetenzen, die Sie erwerben
ManagementStrategic PlanningComplianceOrganizational Behavior
Karriereergebnisse der Lernenden
33%
ziehen Sie für Ihren Beruf greifbaren Nutzen aus diesem Kurs
Zertifikat zur Vorlage
Erhalten Sie nach Abschluss ein Zertifikat
100 % online
Beginnen Sie sofort und lernen Sie in Ihrem eigenen Tempo.
Kurs 2 von 4 in
Flexible Fristen
Setzen Sie Fristen gemäß Ihrem Zeitplan zurück.
Ca. 11 Stunden zum Abschließen
Englisch
Untertitel: Englisch, Ukrainisch
von
University of Pennsylvania
The University of Pennsylvania (commonly referred to as Penn) is a private university, located in Philadelphia, Pennsylvania, United States. A member of the Ivy League, Penn is the fourth-oldest institution of higher education in the United States, and considers itself to be the first university in the United States with both undergraduate and graduate studies.
Lehrplan - Was Sie in diesem Kurs lernen werden
2 Stunden zum Abschließen
Building a Strong Compliance Culture
How do you actually implement a culture of compliance? This module looks at the key building blocks necessary to foster a culture of compliance within any organization.
2 Stunden zum Abschließen
7 Videos (Gesamt 33 min), 4 Lektüren, 2 Quiz
7 Videos
Setting the Stage: Origins of Compliance Law3m
The Goal of Compliance Culture: Integrating Compliance Throughout the Organization6m
From “Tone at the Top” to “Compliance at the Core”6m
The Compliance Officer / Responsible Person4m
Independence, Empowerment, and Resources: Part 14m
Independence, Empowerment, and Resources: Part 27m
4 Lektüren
Pre-Course Survey (Optional)10m
Building a World Class Ethics & Compliance Program25m
A Brief History of Compliance25m
I Called the Wells Fargo Ethics Hotline and was Fired25m
2 praktische Übungen
The Role of the Compliance Officer5m
Module 1 Quiz10m
4 Stunden zum Abschließen
A Closer Look at the Essentials
Once the foundations of a strong compliance culture are in place, how do you disseminate that culture throughout an organization? This module examines the policies, procedures, and trainings necessary to create a compliant culture throughout an organization.
4 Stunden zum Abschließen
10 Videos (Gesamt 39 min), 2 Lektüren, 3 Quiz
10 Videos
Policies, Procedures, and Standards3m
Training2m
Training Sessions4m
Other Information Flows2m
Compliance & Branding3m
Communications with Business Partners2m
Monitoring: Part 13m
Monitoring: Part 28m
Reporting Line3m
2 Lektüren
18 of the Best Code of Conduct Examples1h
Regulatory Compliance in the Age of Artificial Intelligence30m
3 praktische Übungen
The Code of Ethics30m
Communication & Information Flows15m
Module 2 Quiz20m
3 Stunden zum Abschließen
The Psychology of Compliance
Compliance, at its heart, is a response to a human problem. If rules were enough, compliance and enforcement wouldn't exist. This module explores the psychology behind why non-compliance happens and strategies for getting people to comply.
3 Stunden zum Abschließen
23 Videos (Gesamt 40 min), 1 Lektüre, 3 Quiz
23 Videos
Why People Do Bad Things4m
The Psychological Aberration or Deviation Theory2m
The Privileged or Entitled Theory1m
The Stress and Pressure Theory54
The Excessive Greed or Excessive Ambition Theory2m
The Cost-Benefit / Risk Reward Theory1m
The Lack of Recognition Theory1m
The Lack of Self-Control Theory1m
The “Everyone is Doing it” or The Virus Theory45
The “I Could Have Done it Another Way” Theory1m
The No Harm Theory1m
How to Get People to be Compliant: Psychological Theories of Compliance2m
The Nudge Theory3m
The Punishment / Scare Them Theory1m
The Rules / CYA Theory1m
The Ubiquity Theory2m
The Reward Me Theory1m
The Quid Pro Quo Theory59
The Bureaucratic Theory1m
The Slippery Slope / Broken Windows Theory1m
The Target Theory1m
The "One Size Doesn't Fit All" Theory53
1 Lektüre
Why Do They Do It? Inside the Mind of the White-Collar Criminal30m
3 praktische Übungen
Theories of White Collar Crime15m
Theories of Compliance15m
Module 3 Quiz20m
3 Stunden zum Abschließen
Dealing With Non-Compliance
Even in organizations with top-notch compliance programs, non-compliance is as inevitable as death and taxes. This module explores strategies for dealing with non-compliance.
3 Stunden zum Abschließen
6 Videos (Gesamt 24 min), 3 Lektüren, 3 Quiz
6 Videos
Senior Response Team2m
Reporting and Other Communication3m
Enforcing Discipline4m
Lessons Learned / Root Cause analysis2m
Table Top Exercises7m
3 Lektüren
Data Breach Response30m
Concluding Thoughts10m
Post-Course Survey (Optional)10m
2 praktische Übungen
Incident Response15m
Enforcing Discipline15m
Bewertungen
Top-Bewertungen von EFFECTIVE COMPLIANCE PROGRAMS
von M24. Nov. 2019
The course was very useful for me. I learned a lot about compliance and its important role in business. I definitely will use such a valuable knowledge in my job. Thank you all for your kind work!
von AN7. Mai 2020
Practical and effective course! Even if you already have hands-on experience in compliance, it still teaches you new practical strategies on how to improve your program. Totally recommended!
von SH2. Mai 2020
Yet another excellent course in this specialization. I really like Ms. Steinfield's and Mr. Kandel's delivery of these classes. Very informative and practical advice too!
von RC3. Sep. 2020
The courses are of high quality. It is obvious that the reading materials are carefully selected. The instructors are top notch. I've learned much more than I expected.
Über den Spezialisierung Regulatory Compliance
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that successfully navigate those risks, and those that become cautionary tales.
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