This course “FinTech Risk Management” help you understand risk management and corporate governance in finance industry with the disruption by FinTech and RegTech. You will become more confident to analyse and make recommendations to develop business strategies balancing the risks in operation, reputation and the stability of finance firms.
You will learn about new challenges of compliance with financial requirements and government regulations and how you can deal with these changes, strategies in analysing FinTech risk and how operation risks increase in finance industry in this changing environment. As tech firms are now becoming more like finance firms such as Alibaba, Apple, and Tencent etc., you will learn about the importance of IT compliance and assurance and practical skills in dealing with these changes.
Dieser Kurs ist Teil der Spezialisierung Spezialisierung FinTech: Finance Industry Transformation and Regulation
FinTech Risk Management
von
Spezialisierung FinTech: Finance Industry Transformation and RegulationThe Hong Kong University of Science and Technology
Lehrplan - Was Sie in diesem Kurs lernen werden
Woche
12 Stunden zum Abschließen
Compliance with financial requirements & government regulations
In this module, we will focus on the financial perspective of FinTech compliance and assurance. Failure to comply with regulations can result in large fines as well as business failures. However, financial compliance is only one part of risk management for FinTech firms.
9 Videos (Gesamt 99 min), 2 Lektüren, 1 Quiz
9 Videos
1.2 Finance Regulation & Compliance: Foundations & History (Part 1)11m
1.3 Finance Regulation & Compliance: Foundations & History (Part 2)19m
1.4 Financial Compliance Challenges11m
1.5 Risks & Opportunities of Avoiding or Bypassing Regulations10m
1.6 Compliance regarding Crypto and ICOs10m
1.7 Security, Monitoring Compliance & Data Protection Policies11m
1.8 Compliance to Tax & Control10m
1.9 Week 1 Summary5m
2 Lektüren
Course Outline10m
Assignments & Grading10m
1 praktische Übung
Week 1 Quiz20m
Woche
22 Stunden zum Abschließen
FinTech Compliance with corporate governance: Objectives, guidelines,& policy
In this module, we examine different types of risks and explain why operational risks and business risks are becoming more important to FinTech firms. The second, third and fourth derivatives for different types of risks are explained and compared. Techniques and tools for risk analysis and internal controls are also described.
11 Videos (Gesamt 106 min), 1 Lektüre, 2 Quiz
11 Videos
2.2 Introduction to FinTech Risks11m
2.3 FinTech Operational Risk Examples10m
2.4 Strategy for Implementing Corporate Governance to FinTech Risks Part 19m
2.5 Strategy for Implementing Corporate Governance to FinTech Risks Part 29m
2.6 Risk Management & Fraud Avoidance11m
2.7 Introduction to Risk Analysis9m
2.8 Risk Management Process I8m
2.9 Risk Management Process II9m
2.10 Internal Controls11m
2.11 Week 2 summary10m
1 Lektüre
Risk Assessment Template10m
2 praktische Übungen
Practical exercise: Data breach internal controls6m
Week 2 Quiz20m
Woche
32 Stunden zum Abschließen
IT Compliance & Assurance Part 1
In this module, learners will gain a overall IT perspective of business application development and compliance in this area. We will examine 3 different system changeover methods when implementing new system & replacing the old system and the comparison. Also we will look into the risks associate with new system development and compliance of change management process.
10 Videos (Gesamt 95 min), 1 Quiz
10 Videos
3.2 Business Application Development I10m
3.3 Business Application Development II8m
3.4 Implementation & Review9m
3.5 Risks Associate with Business Application Development9m
3.6 Information System Maintenance Practices10m
3.7 Change Management Process I10m
3.8 Change Management Process II8m
3.9 Emergency Changes10m
3.10 Week 3 Summary9m
1 praktische Übung
Week 3 Quiz20m
Woche
42 Stunden zum Abschließen
IT Compliance & Assurance Part 2
In this module, learners will gain an overall picture of business continuity plan and disaster recovery plan. It's essential to plan ahead before something bad happen to the systems (e.g. Data breach or cyber hacking) We will discuss the process of creating a business continuity plan for an organisation and the strategies in data back up and restoration policy.
11 Videos (Gesamt 107 min), 1 Quiz
11 Videos
4.2 Business Continuity Plan and Disaster Recovery10m
4.3 Business Continuity Plan Step 1-28m
4.4 Business Continuity Plan Step 211m
4.5 Process of Business Impact Analysis6m
4.6 Business Continuity Plan Step 3 Part 111m
4.7 Business Continuity Plan Step 3 Part 29m
4.8 Business Continuity Plan Step 411m
4.9 Business Continuity Plan Step 5-710m
4.10 Data Backup & Restoration Policy9m
4.11 Week 4 Summary10m
1 praktische Übung
Week 4 Quiz20m
Woche
55 Stunden zum Abschließen
Peer-graded Final Project
In this module, learners will complete a final project for the course involving research on how FinTech creates new sources of risks & challenges to large existing financial institutions and develop business strategies balancing the risks in operation, reputation and the stability of those firms.
1 Lektüre, 1 Quiz
1 Lektüre
Rate this course10m
Top-Bewertungen
Great course for Basel Regulatory consultants and banking C level leaders.\n\nThank you..
Dozenten
Garvin Percy DIAS
Associate Professor of Business EducationInformation Systems, Business Statistics and Operations Management Department
Theodore Henry King CLARK
Associate ProfessorInformation Systems, Business Statistics and Operations Management Department
Über The Hong Kong University of Science and Technology
HKUST - A dynamic, international research university, in relentless pursuit of excellence, leading the advance of science and technology, and educating the new generation of front-runners for Asia and the world.
Über die Spezialisierung FinTech: Finance Industry Transformation and Regulation
Objective
This Specialization is intended for finance professional who are seeking to develop skills and understanding of FinTech. Through these four courses, you will cover FinTech foundations and overview, FinTech security and regulation (RegTech), FinTech risk management and FinTech disruptive innovation: implications to society, which will prepare you to become more confident and persuasive in your ability to analyze and make decisions regarding how to react to these changes.
Key Benefits
You will earn a FinTech specialization certificate offered by the HKUST and Coursera after completing all four courses. You can add to your resume and Linkedin profile which can benefit to your career in finance industry. Also you will gain knowledge and insights in FinTech for your current and future career development in Finance industry.
Who is this Specialization for?
Everyone who is interested in FinTech and wants to learn more is welcome and will benefit from this course, and is useful for finance executives, government officers, entrepreneurs, consumers and investors of FinTech.
To know more...
Find out more and watch the FinTech specialization promotional video on Youtube.
https://youtu.be/MmqNLp4iuZE
Häufig gestellte Fragen
Wann erhalte ich Zugang zu den Vorträgen und Aufgaben?
Sobald Sie sich für ein Zertifikat angemeldet haben, haben Sie Zugriff auf alle Videos, Quizspiele und Programmieraufgaben (falls zutreffend). Aufgaben, die von anderen Kursteilnehmern bewertet werden, können erst dann eingereicht und überprüft werden, wenn Ihr Unterricht begonnen hat. Wenn Sie sich den Kurs anschauen möchten, ohne ihn zu kaufen, können Sie womöglich auf bestimmte Aufgaben nicht zugreifen.
Was bekomme ich, wenn ich diese Spezialisierung abonniere?
Wenn Sie sich für den Kurs anmelden, erhalten Sie Zugriff auf alle Kurse der Spezialisierung und Sie erhalten nach Abschluss aller Arbeiten ein Zertifikat. Ihr elektronisches Zertifikat wird zu Ihrer Seite „Errungenschaften“ hinzugefügt – von dort können Sie Ihr Zertifikat ausdrucken oder es zu Ihrem LinkedIn Profil hinzufügen. Wenn Sie nur lesen und den Inhalt des Kurses anzeigen möchten, können Sie kostenlos als Gast an dem Kurs teilnehmen.
Wie erfolgen Rückerstattungen?
Ist finanzielle Unterstützung möglich?
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