Compliance isn’t only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. It’s also about the positive impact a robust and ethical compliance program can have on a business or organization.
In this course we will discuss why compliance is important – from the needs facing businesses in highly regulated industries to avoiding fines and penalties to preventing reputational and economic nightmares. We’ll examine real-world examples of compliance and governance failures and their impact, and consider strategies for avoiding similar situations in our own organizations. You’ll be able to think about risk management in new ways and apply strategies to manage it.
Dieser Kurs ist Teil der Spezialisierung Spezialisierung Regulatory Compliance
What is Compliance?
von
Über diesen Kurs
4.8
20 Bewertungen
Was Sie lernen werden
Define compliance within an industry setting
Describe the ways in which compliance affects any industry, company, or organization
Identify the reasons industries, companies, and organizations should engage in compliance
Examine the importance of compliance in supporting the financial, reputational, and functional aspects of an industry, company, or organization
Kompetenzen, die Sie erwerben
Risk ManagementBrand ManagementStrategic PlanningCompliance
Lehrplan - Was Sie in diesem Kurs lernen werden
Woche
12 Stunden zum Abschließen
What is compliance?
What is compliance and why is it important? In this module, we answer those questions while also looking at some recent high-profile cases of non-compliance in the business world.
8 Videos (Gesamt 36 min), 3 Lektüren, 2 Quiz
8 Videos
Defining Compliance5m
Making Rules "Stick"5m
Knowing the Rules5m
Case Study: Enron's Systemic Compliance Failures (Part 1)4m
Case Study: Enron's Systemic Compliance Failures (Part 2)5m
Case Studies: The "One Guy" Problem4m
Module 1 Summary3m
3 Lektüren
Pre-Course Survey (Optional)10m
What Is Compliance?20m
Enron Scandal: The Fall of a Wall Street Darling25m
2 praktische Übungen
Making Rules "Stick"2m
Module 1 Quiz15m
Woche
22 Stunden zum Abschließen
Why is Compliance Important?
Non-compliance can have massive real-world implications for the general public, not just individuals directly related to a non-compliant company. In this module, we examine laws that specifically create compliance obligations, as well as the potential costs of non-compliance.
6 Videos (Gesamt 23 min), 1 Lektüre, 4 Quiz
6 Videos
The Demands of a Settlement Agreement3m
The Board of Directors Has a Fiduciary Duty5m
Avoiding Reputational Harm3m
The Indispensable and Positive Value of Compliance4m
Module 2 Recap57
1 Lektüre
Avoiding Fines and Penalties45m
4 praktische Übungen
Is It a Financial Driver?4m
The Board of Directors' Duties6m
The Positive Values of Compliance6m
Module 2 Quiz20m
Woche
32 Stunden zum Abschließen
Compliance & Risk
Every company and organization must deal with risk, and compliance is ultimately a vehicle to mitigate risk. This module explores the close relationship between compliance and risk management. We will analyze the ways in which compliance programs manage risk, as well as alternative forms of risk management.
5 Videos (Gesamt 17 min), 2 Lektüren, 2 Quiz
5 Videos
Risk Analysis3m
Risk Tolerance2m
Outsourcing Risk & Compliance2m
Insurance as Another Vehicle to Manage Risk4m
2 Lektüren
Responses to Reputational Harm20m
Chipotle's Food Safety Crisis25m
2 praktische Übungen
Reading Quiz - Assessing Chipotle's Risk5m
Module 3 Quiz20m
Woche
43 Stunden zum Abschließen
Developments in the Field of Compliance
This module highlights developments in the ever-evolving world of compliance, with special emphasis on recent trends in regulatory focus.
3 Videos (Gesamt 14 min), 3 Lektüren, 2 Quiz
3 Videos
Institutional Compliance v. Compliance in Specific Subject Areas3m
The Burgeoning Profession of Compliance2m
3 Lektüren
"Loot Boxes" & Regulation20m
Concluding Thoughts10m
Post-Course Survey (Optional)10m
1 praktische Übung
Generalist or Specialist?8m
Top-Bewertungen
As someone with a lot of experience in compliance, I find the structure and delivery methods very meaningful
Dozenten
Andrew Kandel
Lecturer in Law
Lauren Steinfeld
Lecturer in LawÜber University of Pennsylvania
The University of Pennsylvania (commonly referred to as Penn) is a private university, located in Philadelphia, Pennsylvania, United States. A member of the Ivy League, Penn is the fourth-oldest institution of higher education in the United States, and considers itself to be the first university in the United States with both undergraduate and graduate studies.
Über die Spezialisierung Regulatory Compliance
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that successfully navigate those risks, and those that become cautionary tales.
This specialization will introduce the essential elements of effective organizational compliance by exploring the concepts, considerations, and strategies for assessing risks and managing the compliance function. You will learn the fundamental principles of effective compliance, the components of an effective compliance program and their applications, and then closely examine two of the most important areas of compliance in today’s business climate: privacy compliance, and anti-corruption. The insights from this program will be applicable to a wide range of different types of organizations, from private companies to non-profits.
Häufig gestellte Fragen
Wann erhalte ich Zugang zu den Vorträgen und Aufgaben?
Sobald Sie sich für ein Zertifikat angemeldet haben, haben Sie Zugriff auf alle Videos, Quizspiele und Programmieraufgaben (falls zutreffend). Aufgaben, die von anderen Kursteilnehmern bewertet werden, können erst dann eingereicht und überprüft werden, wenn Ihr Unterricht begonnen hat. Wenn Sie sich den Kurs anschauen möchten, ohne ihn zu kaufen, können Sie womöglich auf bestimmte Aufgaben nicht zugreifen.
Was bekomme ich, wenn ich diese Spezialisierung abonniere?
Wenn Sie sich für den Kurs anmelden, erhalten Sie Zugriff auf alle Kurse der Spezialisierung und Sie erhalten nach Abschluss aller Arbeiten ein Zertifikat. Ihr elektronisches Zertifikat wird zu Ihrer Seite „Errungenschaften“ hinzugefügt – von dort können Sie Ihr Zertifikat ausdrucken oder es zu Ihrem LinkedIn Profil hinzufügen. Wenn Sie nur lesen und den Inhalt des Kurses anzeigen möchten, können Sie kostenlos als Gast an dem Kurs teilnehmen.
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